Issuer Service Platform
FOR INVESTMENT PRODUCTS
Overview of
Investment Products
Transform all assets into readily bankable, easily manageable, and attractive investment options. Explore the securitization of trading strategies, portfolios, or previously non-bankable assets with a focus on flexibility, security, and clear segregation.
Custom structured Investment Products in the form of Actively Managed Certificates (AMC), Trackers, or Credit-Linked Notes (CLN). Securitization with a Swiss or Global ISIN of any underlying or strategy managed in accordance with guidelines in the term sheet. Key features are free choice of key counter parties, segregation of products and underlying asset, all held off-balance.
Key Advantages
- Make all assets bankable, fully manageable and investable.
- Fast, Simple & Cost-Effective Issuance of Investment Products
- Swiss-Compliant Securitization with Swiss or Global ISIN
- Free Choice of Counterparties (Custodian, Broker, Service Providers etc.)
- No Restriction in Rebalancing, Trades, Underlyings, Strategy etc.
- Off-Balance and fully Segregated
Universe Of
All Assets
The most flexible, cost-effective and simple solution for securitizing a wide range of assets and investment strategies.
- Public Markets
- Listed Stocks or ETFs
- Bonds
- FX, Derivatives
- Commodities
- Structured Products
- Private Markets
- Private Equity
- Private Debt
- Real Estate
- Infrastructure
- Collectibles
- Digital Assets
- Crypto Currencies
- DeFi
- Token
- Portfolio
- Crypto Mining
Comparison of
Funds vs Certificates
Two overarching vehicles are available for making different assets classes investable: Funds and Certificates.
Funds
- Internationally recognized.
- Public distribution (tbc).
- Extremely difficult to find a bank that offers custody services on crypto assets.
- Expensive structure (legal costs).
- Takes along time to set up.
- Highly inflexible (due to regulations).
- High issuance volume required.
Certificates
- Free choice of broker/custodian/service provider.
- No issuer risk for investor.
- Fully transparent solution (manager can anytime access all information).
- Lower costs compared to other solutions across all asset classes (more return for investors).
- High number of trades (unlimited rebalancing).
- Simple and customized set up of new products.
We offer our clients (and their clients) a service platform to design, issue and market certificate, enabling clients to make private market, public market and digital assets investable in a cost-effective, low-risk, transparent and flexible investment manner.
Product Universe
- Actively Managed Certificates (AMC)
- Discretionary investment strategies managed by the product manager.
Investors participate in the performance of the underlying assets.
Product managers benefit through management, performance or other fees.
- Credit-Linked-Notes (CLN)
- CLNs are tailored loans (e.g., for project financing) to a Beneficiary.
- Setup possible serving multiple jurisdictions and currencies.
- The investor benefits from the interest payments, which can be flexible or fixed.
- Tracker Certificates
- Trackers are used for fixed allocations.
- Investors participate in the performance of various possible underlying assets.
- Product managers benefit product fees, which tend to be lower than with AMC.
SWISS PORTFOLIO MANAGEMENT
Service Platform
From idea to issuance to full lifecycle management we provide a white-label platform to design, structure and market your investment product. Ideal setup for asset managers, banks, family offices and others, allowing them and their clients to focus on strategies and performance.
- Strategy Advisory
We advise on product strategies and the best institutional structure to execute product strategies.
- Product Structuring
Swiss Portfolio Management AG structures and issues investment products tailor- made for your investment strategy.
- Marketing & Distribution
Swiss Portfolio Management AG offers marketing and distribution services from content creation to distribution and placement.
OUR ISSUER
Service Platform
Your trading strategy or non-bankable asset can be securitized on our Issuer Service Platform, white-labeled and with all services needed in one place.
CLIENT: Focus on Performance
- Investment strategy idea and design
- Product Management
- Product distribution (according to license of product manager or distributing agents)
ISSUER PLATFORM: Everything else
- Structuring of products & issuance Advice on investment strategy
- Maintenance of Issuance Platform, Custodians, Brokers, Paying Agent
- Term-sheet and documentation
- Lifecycle management Secondary market
- Valuation (daily, monthly etc.), Price contribution (Bloomberg etc.)
The Benefits
Products completely segregated, protected cells setup, assets held off-balance.
Swiss investment product with Swiss or Global ISIN.
Flexibility in selection of custodian, broker or other service providers.
Fast & simple issuance of new investment products.
Cost-efficient setup and management, suitable also for smaller AuM.
Make all non-bankable assets bankable or simply securitize a model portfolio strategy.
Our Partner for
Product Structuring & Issuance
A Swiss-based financial services technology company that sets up certificate issuance platforms for its clients and structures investment products in the form of certificates. Clients include banks, asset managers, family offices, brokers, VCs, private equity specialists or other financial intermediaries around the world.
Product Types
Since its foundation in 2018, the platform has facilitated the launch of 700+ investment products:
Track Record
170+
Clients
200+
Issuance Platforms
2B+
Assets (in CHF)
DEEP DIVE
Use Cases
Actively Managed Certificate on (Non-Bankable Assets
Credit-Linked Note for end-borrower or intermediary
Tracker Certificates
what makes us different
Why Choose Us?
Swiss Portfolio Management AG is a Swiss-based private financial intermediary regulated by Polyreg, a FINMA-recognized self-regulatory organization. We are a financial investment manager for the future economy, offering securitization platforms for traditional and innovative assets.