USE CASE 3
Tracker Certificates
Overview
Rationale
Trackers are structured products used for afixed allocation of assets (e.g., private equity, equities, crypto tokens or funds) and hence do not require discretionary management. As with AMC, investors participate in the performance of the underlying assets however, usually with lower fees, due to the lower administrative overhead of the product manager. These tackers can later be listed on exchanges.
Product Inspirations
Private Equity
Tracker that holds a fixed allocation of company shares, giving investors exposure to these unlisted assets.
Fund of Funds
A fund that tracks a fixed compilation of other funds, e.g., Hedge Funds, Private Equity Funds, etc.
Crypto Basket
DeFi Index tracking the largest and best performing DeFi token without discretionary management.
Tracker on Token
Example
SEBA Crypto Asset Select Index (SEBAX)
By utilizing innovative quantitative approaches, the tracker certificate provides investors with diversified cryptocurrency market exposure. The certificate is a basket of cryptocurrencies such as Bitcoin, Etherium, and Cardano that are algorithmically picked and rebalanced based on the set of rules.
Emerging crypto market has the potential to improve diversification of investor’s portfolio. SEBAX provides an investible index for secure, reliable, and tradable crypto assets without requiring investors to engage with the web3 infrastructure, making it simple and straightforward for investors to enter the new asset class.
setup 1
Tracker on Private Equity (Share Purchase)
- Notes
- Only selling shareholders to be shown
- If no valuation provider, the box is to be removed
- The inapplicable fees are to be set to zero
- Product Sponsor, Product Manager and Product Distributor can all be different counter-parties or one counter-party
setup 2
Tracker on Private Equity (New Issuance)
- Notes
- If no valuation provider, the box is to be removed
- The inapplicable fees are to be set to zero
- Product Sponsor, Product Manager and Product Distributor can all be different counter-parties or one counter-party
setup 3
Tracker on Funds (Direct Investment)
- Notes
- Product Sponsor, Product Manager and Product Distributor can all be different counter-parties
- The unapplicable fees are to be set to zero
setup 4
Tracker on Funds (Reassignment)
- Notes
- Product Sponsor, Product Manager and Product Distributor can all be different counter-parties
- The inapplicable fees are to be set to zero
what makes us different
Why Choose Us?
Swiss Portfolio Management AG is a Swiss-based private financial intermediary regulated by Polyreg, a FINMA-recognized self-regulatory organization. We are a financial investment manager for the future economy, offering securitization platforms for traditional and innovative assets.